The course consists of the following modules:
- The Compliance Framework (brief outline covering compliance policies, compliance charter and compliance manual)
- An overview of the regulatory environment in South Africa
- The Regulator and its role and objectives
- The role of the compliance function and the compliance officer
- The independence of the compliance function
- The role of the Board of Directors
- Building an effective governance and compliance programme
- Corporate governance
- Risk Management - overview and concepts
- Risk Management frameworks and standards
- Governance and Enterprise Risk Management (ERM)
- Case studies